Broadridge Financial Solutions Manager, Global Vote Audit in London, United Kingdom

Broadridge, a global fintech leader with over $9 billion in market capitalization, provides communications, technology, data and analytics solutions. We help drive business transformation for our clients with solutions for enriching client-engagement, navigating risk, optimizing efficiency and generating revenue growth.

Broadridge employs approximately 10,000 full-time associates globally with a significant presence in North America, Europe, and Asia. Please visit our website at Opens a New Window. to learn more.

-Our Associates Matter.Everyone Benefits from Diversity - Inclusion.Diverse - Inclusive Teams Drive Growth.-

You will be performing a range of diverse activities that impact proxy voting across a number of international markets. You will support the Global Audit Director in achieving corporate and business area objectives. You will provide leadership and direction to the Global Audit team, ensuring audit processes are expertly and effectively delivered to meet agreed client service levels.

Key responsibilities

  • Proactively engaging in audit work to identify and resolve business risks.

  • Assisting in the coordination of external audits, internal audits and information security reviews.

  • Ensuring audit activities are carried out in an efficient and cost effective manner, identifying opportunities for improvement and implementing agreed changes.

  • Consult with internal departments, production and systems, on enhancements and support opportunities.

  • Maintains and develops professional relationships with all international business areas.

  • Ensure team performance is high, by coaching and mentoring your reports.

  • Maintaining and reporting management information.

  • Provide project and technical support for implementing new audit processes, including SAE-18 Audits; coordination, evidence retrieval and review, auditor interviews.

  • Corporate (internal) Audit; coordination, evidence retrieval and review, auditor interviews.

  • ISO 27001 Audit; document preparations, approvals, additions and peer reviews.

  • Providing further analysis and support through statistics and metrics reporting; various departments within the business and assisting with team developments based on stats.

  • Ensure proper audit controls for all areas of risk and meeting with various department leads to identify required audit control implementations

  • BISO backup when required.

  • Support the Global Audit Director in achieving corporate and business area objectives.